Plastics are perhaps the most important discovery in modern times and have transformed the way we live. The versatile nature and strength of plastics make them useful in many aspects, from regular usage such as packaging, water bottles, liquid caring packets (milk bags), carry bags, tupperware, and single use cutlery to heavy materials such as doors and windows, furnitures, plumbing products, heavy duty polystyrene packaging, insulation for wires and cables and many more. Today, every other item we use has some form of plastic in or around it.
The demand for plastics has been on the rise both globally. India has become one of the leading producers and consumers of plastic products in the world. In 2021, plastic consumption in India was approximately 21 million tons, a 23 times increase from 1990.1 And this trend is projected to continue. According to OECD projections data, there will be a 5.5 times rise in plastic use from 2019 to 2060.5
Along with this rapid rise in usage of plastic comes the burden of plastic waste management. Recent studies have shown that India has overtaken previous top polluters like China to become the largest plastic waste polluting country in the world, with 9.3 million tons of plastic waste generated per year.2 The per capita plastic waste in India is projected to increase from 14 kg per capita in 2019 to 79 kg per capita in 2060.5 This huge amount of plastic waste needs to be managed so that it does not end up in landfills or worse get released into the environment where it can harm marine and other wildlife and eventually end up in our food ecosystems in the form of micro plastics.
The Indian government has taken up measures to tackle the growing problem of plastic waste by introducing the Plastic Waste Management Rules (PWR), 2011 under the Environment Protection Act (EPA), 1986 and was succeeded by Plastic Waste Management Rules 2016 and and Plastic Waste Management (Amendment) Rules 2018.3 In these rules the Extended Producers Responsibility (EPR) was introduced to help urban local bodies and governmental institutions by implementing a fee on plastic production. It was supplemented with the Guideline for EPR Implementation, 2022. However, further detailing of EPR is required to make producers take on more responsibility of tackling the plastic waste issue and properly implementing the guidelines.
The US EPA defines recycling as, “The process of collecting and processing materials that would otherwise be thrown away as trash and turning them into new products.”6 The most prominent method of dealing with plastic waste is recycling. While reduction of plastic usage through cess charges, raising awareness about the detrimental effects of plastics and promotion of alternate materials such as paper, cardboard and natural fibers is a theoretical strategy, the already accustomed usage of plastic is difficult to replace. Furthermore, the existing plastic waste needs to be dealt with while making room for managing future plastic waste growth, which is projected to be 41 million tons in 2033.4
With recycling some infrastructure already developed and more upcoming, it is a suitable direction for a realistic solution to the waste management issue. There is already a huge informal sector of waste management consisting of waste pickers and itinerant waste buyers who collect plastics from households, streets and collection spots who form the majority of the waste collection system in India.
For the purposes of recycling, plastics are broadly divided into 7 categories.
Based on the basic processes, recycling can be categorized into mechanical, chemical and energy recycling.11 The basic steps remain the same for all three types of recycling. These include:
Pyrolysis: Pyrolysis is a process in which polymers are heated in the absence of oxygen. This results in the breakdown of polymers into a type of mixed oil. This can then be used as raw material for the manufacture of chemicals, synthetic rubber and a variety of plastics.
Gasification: This process involves heating plastic polymers in the presence of oxygen and water. The end product is a mix of synthetic gases (syngas), which is mainly composed of CO and H2 gas, which can be used in chemical industries.
Hydro-cracking: This is a similar process to pyrolysis, but instead of an inert atmosphere, this process uses a catalyst and steam. This uses a lower temperature than traditional pyrolysis, and the use of hydrogen increases the quality of the output materials.
Depolymerisation: This process breaks down the polymers into monomers using different combinations of chemistry, solvents and heat. It outputs a starting material that can be used directly for the production of new plastic instead of gas or oil.14
While India has developed quite a bit of infrastructure and implemented programmes to recycle plastic waste, it is still lagging behind the global trends. Although often reported to have a 60-70% recycling rate, studies have found that the actual rate at which plastics are reintroduced into the circular economy in India was 8% in 2019.16 This indicates gaps in effective plastic waste management and recycling. The major issues in this regard include:
There is a distinct lack of infrastructure to manage the recycling of plastic waste in India. According to CPCB reports 20 5939 registered and 615 unregistered plastic manufacturing/recycling units in India. In an Indian government press release 21 the recycling rate in India was stated to be 60%. However, further studies have estimated the actual rate to be close to 8%.16 This shows a lack of infrastructure and a gap in data around the actual scenario regarding the recycling of plastic waste. On top of that, most of the rural scenario is underrepresented in the data, as most villages in India do not have any infrastructure to deal with plastic waste.
There is a massive dependency on the informal sector for waste management in India. Waste pickers and itinerant waste collectors form a massive workforce that helps deal with waste collection and segregation. However, the unregulated nature of the sector poses a major barrier to the orderly implementation of guidelines.16
The plastic waste management rules and their various amendments over the years have set up a framework for effective plastic waste management in India. Initiatives such as banning single-use plastics 22 and EPR (Extended Producer Responsibility) have been brought forward, but enforcement on a nationwide scale requires a massive effort, which is yet to be properly set forth. Integration of the informal sectors, infrastructure capacity constraints, financial challenges and false recycling certificates 23,24 are some of the gaps in the implementation of EPR in India.
There have been some successful models, such as one by the state of Goa that included measures such as tie-ups with local dairies for paying residents on return of washed plastic milk bags and tie-ups with tetra pack companies for buybacks of empty packs.3
Single use plastic is one of the most plaguing issues of plastic waste management in India. According to the Plastic Waste Makers Index 2019, India was the 13th largest investor in single-use plastic production and contributed 5.5 million tons of single-use plastic waste globally.17 As these are designed to be used only once, they are discarded after use, often in an uncontrolled way. This results in littering, clogging of drains and plastic pollution in natural environments, particularly in the oceans. Plastic pollution in marine life is a widespread problem that has garnered attention from pollution activists around the globe, as approximately 36 billion pounds of plastic enter the ocean every year.18
The Indian government has banned 19 single-use plastic items since July 2022.22 However, implementation of the ban remains a challenge, especially for small-scale manufacturers and vendors who have grown accustomed to the usage and require massive upheaval for enacting real change. These plastics accumulate in landfills where they release toxins that can insert themselves in our food chains and water bodies.3
Hard to recycle plastics such as polycarbonates, multi-layer packaging, polystyrene, PVC, etc, form a major roadblock to recycling. Often, they are not accepted at recycling plants as they prove to be difficult and expensive to recycle. While theoretical processes are available for recycling such plastics they are not practical and can result in aggregation of plastic waste in landfills with no way to take them out of the environment. These often release toxins such as phthalates and bisphenol A (BPA), which lead to diseases and health problems, such as male reproductive dysfunction, breast growth, and testicular cancers.3 Multilayer plastics are more difficult as they are formed of several different types of plastics that require different recycling processes.
Collection and segregation are the first steps of the recycling process. In India a massive informal sector deals with the bulk of both collecting and segregating plastic waste. Between 1.5 to 4 million informal workers work in these sectors. They recover around 20% of recyclable plastic waste in some cities.25 The unregulated nature of this sector reduces the efficiency and effectiveness of the collection and segregation of plastic waste.16 Segregation is particularly important as not all plastic can be recycled together, and based on the category, they require different recycling methods. The lack of automation in segregation also affects the capacity of plastic available for recycling.
According to plasticsforchange.org, around 77% of the waste generated in Indian cities is dumped into open landfills without being treated.19 This trend is especially true for rural India, where dumping waste in landfills is a common way to get rid of waste. The other preferred method to get rid of plastics is burning them either at landfills or in local collection centers. This releases a huge amount of toxic pollutants and microplastics that reduce the air quality and cause several harmful diseases.26
Indiscriminate littering affects the plastic collection ability, as most plastics in India do not even make it to the recycling plants. They end up clogging drains, gutters and rainwater vents, creating flood-like scenarios even for sparse rains.3
Another crucial barrier is a lack of awareness among primary waste generators about the importance of plastic waste management. There is a lack of knowledge and incentive about the importance of waste segregation and plastic recycling among households, thus leaving the biggest waste generators out of the loop of the collective effort. There is also a gap in knowledge amongst the end user about the environmental impacts of plastics and alternatives available for them.16
Behavioral changes need to be made via awareness campaigns, and recycled products need to be made mainstream and presented as suitable alternatives to reduce the demand for virgin plastics. Real incentives have to be provided to producers and retailers of plastic so that the shift towards using recycled plastics can occur organically, based on market forces.
There is a global lag in recycling of plastic waste which results in accumulation of plastic pollutants in our environment, especially in our rivers, oceans and other water bodies. However, in the Indian context, this problem is huge and growing at a fast pace. With the highest population and increasing demand for plastics, the plastic waste problem needs to be dealt with with a systematic, collaborative and multifaceted approach. While India boasts a 90% recycling rate when it comes to PET27, other plastics such as multi-layer, PVC, PP, PC, etc, have far less and are often not recycled at all. PET holds the largest share of recyclable plastics, and demand for recycled HDPE is on the rise. Most recycling in India is done via mechanical recycling.28 So investment in chemical and energy recycling will open more options to recycle different types of plastics with different end products which can satisfy a variety of industrial and retail consumer needs.
There is a need to invest in technology for large-scale sorting operations and consequent recycling based on the best practices for different categories of plastics. Also, India needs to lead the world by adopting alternative plastic waste management techniques, which will tackle the burgeoning waste problem. These techniques will require funding and initiative to be transformed from theoretical concepts in labs to real-world factory lines that operate on sustainable business models. For this, awareness about plastic waste pollution and real-world incentives for better plastic waste management is vital in the present scenario.